| Case Type | Lead Motion Due | Company Name | Symbol | Cusip/ISIN | Class Begin | Class End | Expanded Class Begin | Expanded Class End |
|---|---|---|---|---|---|---|---|---|
| Pending | 01/31/2012 | Pain Therapeutics, Inc. | PTIE | 69562K100 | 02/03/2011 | 06/23/2011 | 02/03/2011 | 10/17/2011 |
| Pending | 01/06/2012 | Diamond Foods, Inc. | DMND | 252603105 | 04/05/2011 | 11/01/2011 | 12/09/2010 | 11/04/2011 |
| Pending | 05/14/2011 | Finisar Corporation | FNSR | 31787A507 | 12/02/2010 | 03/08/2011 | 12/01/2010 | 03/08/2011 |
| Pending | 06/06/2011 | American Superconductor Corp. | AMSC | 030111108 | 11/02/2010 | 04/05/2011 | 07/29/2010 | 04/05/2011 |
| Pending | 04/01/2011 | MannKind Corporation | MNKD | 56400P201 | 06/25/2010 | 01/19/2011 | 06/25/2010 | 01/20/2011 |
| Pending | 04/05/2011 | China MediaExpress Holdings, Inc. | CCME | 169442100 | 11/08/2010 | 02/03/2011 | 05/14/2010 | 03/11/2011 |
| Pending | 10/03/2011 | Dendreon Corporation | DNDN | 24823Q107 | 01/07/2011 | 08/03/2011 | 04/29/2010 | 08/03/2011 |
| Pending | 05/24/2011 | China Integrated Energy, Inc. | CBEH | 16948P105 | 03/31/2010 | 03/16/2011 | 03/31/2010 | 04/21/2011 |
| Pending | 12/23/2011 | China Automotive Systems, Inc. | CAAS | 16936R105 | 03/25/2010 | 03/17/2011 | 03/20/2010 | 03/17/2011 |
| Pending | 04/06/2012 | BioSante Pharmaceuticals, Inc. | BPAX | 09065V203 | 02/12/2010 | 12/15/2011 | 02/08/2010 | 12/15/2011 |
| Pending | 04/12/2011 | China Agritech, Inc. | CAGC | 16937A200 | 02/08/2010 | 02/03/2011 | 02/08/2010 | 03/11/2011 |
| Pending | 05/30/2011 | Cisco Systems, Inc. | CSCO | 17275R102 | 05/12/2010 | 02/09/2011 | 02/03/2010 | 02/09/2011 |
| Pending | 05/31/2011 | China Electric Motor, Inc. | CELM | 16890A205 | 01/29/2010 | 03/30/2011 | 01/28/2010 | 03/30/2011 |
| Pending | 10/11/2011 | Miller Energy Resources, Inc. | MILL | 600527105 | 03/15/2010 | 08/01/2011 | 12/16/2009 | 08/08/2011 |
| Pending | 01/02/2012 | MF Global Holdings Ltd. | MFGLQ.PK | VARIOUS | 05/20/2011 | 10/31/2011 | 11/05/2009 | 10/31/2011 |
| Pending | 09/06/2011 | Biomimetic Therapeutics, Inc. | BMTI | 09064X101 | 10/14/2009 | 05/11/2011 | 10/14/2009 | 05/16/2011 |
| Pending | 08/02/2010 | Canadian Solar, Inc. (Canadian Company) | CSIQ | 136635109 | 03/03/2010 | 06/01/2010 | 10/13/2009 | 06/01/2010 |
| Pending | 10/11/2010 | Education Management Corporation | EDMC | 28140M103 | 10/02/2009 | 08/03/2010 | 10/02/2009 | 08/16/2010 |
| Pending | 06/13/2011 | Puda Coal, Inc. | PUDA | 744674300 | 11/13/2009 | 04/11/2011 | 09/15/2009 | 04/11/2011 |
| Pending | 07/12/2010 | Transocean, Ltd. | RIG | H8817H100 | 08/05/2009 | 05/07/2010 | 08/05/2009 | 06/01/2010 |
| Pending | 04/03/2011 | Bank of America Corporation | BAC | 060505104 | 01/20/2010 | 10/19/2010 | 07/23/2009 | 10/19/2010 |
| Pending | 01/05/2010 | STEC, Inc. Securities Litigation | STEC | 784774101 | 06/16/2009 | 11/03/2009 | 06/16/2009 | 11/03/2009 |
| Pending | 08/02/2011 | Computer Sciences Corp. | CSC | 205363104 | 08/11/2010 | 05/25/2011 | 05/21/2009 | 05/25/2011 |
| Pending | 10/03/2011 | Royal Caribbean Cruises Ltd. | RCL | VARIOUS | 01/27/2011 | 07/28/2011 | 04/23/2009 | 07/28/2011 |
| Pending | 10/15/2010 | Lincoln Educational Services Corp. | LINC | 533535100 | 03/03/2010 | 08/05/2010 | 03/13/2009 | 08/05/2010 |
| Pending | 11/19/2010 | Arena Pharmaceuticals, Inc. | ARNA | 040047102 | 05/11/2009 | 09/16/2010 | 12/08/2008 | 09/17/2010 |
| Pending | 05/31/2011 | Advanced Battery Technologies, Inc. | ABAT | 00752H102 | 03/16/2009 | 03/29/2011 | 11/24/2008 | 03/30/2011 |
| Pending | 01/30/2012 | China Organic Agriculture, Inc. | CNOA.PK | 16943A103 | 11/12/2008 | 03/24/2010 | 11/12/2008 | 05/17/2011 |
| Pending | 05/02/2009 | General Electric Company | GE | 369604103 | 01/23/2009 | 02/27/2009 | 09/25/2008 | 03/19/2009 |
| Pending | 03/23/2009 | Bank of America Securities, Derivative ERISA Litigation | BAC | 060505104 | 10/09/2008 | 01/20/2009 | 09/18/2008 | 01/21/2009 |
| Pending | 10/02/2010 | Almost Family, Inc. | AFAM | 020409108 | 11/04/2009 | 06/30/2010 | 08/05/2008 | 06/30/2010 |
| Pending | 04/26/2009 | Chesapeake Energy Corporation | CHK | 165167107 | 07/10/2008 | 02/25/2009 | 07/10/2008 | 07/10/2008 |
| Pending | 07/06/2010 | Heckmann Corporation | HEK | 422680108 | 10/02/2008 | 05/08/2009 | 05/20/2008 | 05/08/2009 |
| Pending | 01/11/2011 | RINO International Corporation | RINO | 766883102 | 03/31/2009 | 11/11/2010 | 05/15/2008 | 11/19/2010 |
| Pending | 05/17/2011 | ShengdaTech, Inc. | SDTH | 823213103 | 03/15/2010 | 03/15/2011 | 05/07/2008 | 03/15/2011 |
| Pending | 05/08/2009 | Century Aluminum Company | CENX | 156431108 | 01/28/2009 | 03/09/2009 | 04/24/2008 | 03/02/2009 |
| Pending | 01/17/2011 | Wilmington Trust Corporation | WL | 971807102 | 10/23/2009 | 11/01/2010 | 04/18/2008 | 11/01/2010 |
| Pending | 12/17/2011 | AgFeed Industries, Inc. | FEED | 00846L101 | 03/16/2009 | 08/02/2011 | 03/12/2008 | 09/29/2011 |
| Pending | 02/13/2012 | Bank of New York Mellon Corporation | BK | 064058100 | 02/21/2008 | 08/11/2011 | 02/28/2008 | 08/11/2011 |
| Pending | 02/19/2010 | Terex Corporation | TEX | 880779103 | 02/20/2008 | 09/04/2008 | 02/20/2008 | 02/11/2009 |
| Pending | 06/28/2010 | Massey Energy Company | MEE | 576206106 | 10/28/2009 | 04/21/2010 | 02/01/2008 | 05/16/2010 |
| Pending | 09/15/2008 | FCStone Group, Inc. | FCSX | 31308T100 | 04/10/2008 | 07/09/2008 | 11/15/2007 | 07/09/2008 |
| Pending | 11/07/2008 | Federal National Mortgage Association "Fannie Mae" | FNM | VARIOUS | 11/16/2007 | 09/05/2008 | 11/09/2007 | 09/11/2008 |
| Pending | 12/14/2010 | Strayer Education | STRA | 863236105 | 11/01/2007 | 08/13/2010 | 11/01/2007 | 10/13/2010 |
| Pending | 07/22/2011 | Longtop Financial Technologies, Inc. | LFT | 54318P108 | 06/29/2009 | 04/25/2011 | 10/25/2007 | 05/17/2011 |
| Pending | 07/05/2011 | Fushi Copperweld, Inc. | FSIN | 36113E107 | 08/14/2007 | 03/29/2011 | 08/14/2007 | 05/04/2011 |
| Pending | 07/06/2009 | Bidz.com Securities Litigation | BIDZ | N/A | 08/13/2007 | 11/26/2007 | 08/13/2007 | 11/27/2007 |
| Pending | 07/24/2010 | Las Vegas Sands Corp. | LVS | 517834107 | 08/01/2007 | 11/06/2008 | 06/13/2007 | 11/11/2008 |
| Pending | 01/31/2009 | KV Pharmaceutical Company | KV-A, KV-B, KVPHP | VARIOUS | 02/15/2008 | 11/12/2008 | 05/31/2007 | 11/12/2008 |
| Pending | 04/04/2011 | Life Partners Holdings, Inc. | LPHI | 53215T106 | 05/29/2007 | 01/19/2011 | 05/29/2007 | 01/27/2011 |
| Pending | 11/10/2008 | Hansen Natural Corporation | HANS | 411310105 | 05/23/2007 | 11/08/2007 | 05/23/2007 | 11/23/2007 |
| Pending | 02/05/2008 | Security Capital Assurance, Ltd. | SCA | G8018D107 | 06/06/2007 | 10/16/2007 | 04/23/2007 | 12/10/2007 |
| Pending | 10/15/2007 | Pall Corp. | PLL | 696429307 | 04/20/2007 | 08/02/2007 | 03/22/2007 | 08/08/2007 |
| Pending | 08/10/2008 | IndyMac Bancorp, Inc. | IMB | 456607100 | 08/16/2007 | 05/12/2008 | 03/01/2007 | 05/12/2008 |
| Pending | 01/10/2009 | Anadigics, Inc. | ANAD | 032515108 | 07/25/2007 | 02/12/2008 | 02/12/2007 | 10/22/2008 |
| Pending | 10/15/2010 | Apollo Group | APOL | 037604105 | 12/07/2009 | 08/03/2010 | 02/12/2007 | 08/03/2010 |
| Pending | 02/17/2012 | China Medical Technologies, Inc. | CMED | 169483104 | 11/26/2007 | 12/12/2011 | 02/07/2007 | 12/12/2011 |
| Pending | 04/09/2010 | Toyota Motor Corporation | TM | VARIOUS | 08/04/2009 | 02/02/2010 | 12/22/2006 | 02/02/2010 |
| Pending | 10/24/2010 | American Apparel, Inc. | APP | 023850100 | 12/20/2006 | 08/17/2010 | 12/19/2006 | 08/17/2010 |
| Pending | 06/25/2010 | Goldman Sachs Group Inc. Securities Litigation | GS | 38141G104 | 10/15/2009 | 04/16/2010 | 12/14/2006 | 06/09/2010 |
| Pending | 11/17/2008 | NextWave Wireless Inc. | WAVE | 65337Y102 | 03/30/2007 | 08/07/2008 | 11/27/2006 | 08/07/2008 |
| Pending | 06/29/2009 | Oppenheimer Rochester Funds Group Sec Litig.(Oppenheimer Pennsylvania Municipal Funds) | VARIOUS | VARIOUS | 11/28/2005 | 11/28/2008 | 09/27/2006 | 11/26/2008 |
| Pending | 01/20/2008 | Federal Home Loan Mortgage Company | FRE | 313400301 | 08/01/2006 | 11/19/2007 | 08/01/2006 | 11/23/2007 |
| Pending | 07/08/2011 | Community Health Systems, Inc. | CYH | 203668108 | 07/27/2006 | 04/08/2011 | 07/27/2006 | 04/11/2011 |
| Pending | 07/13/2009 | Oppenheimer Rochester Funds Group Sec Litig. (AMT - FREE Municipals Fund) | VARIOUS | VARIOUS | 05/13/2006 | 10/21/2008 | 05/13/2006 | 10/21/2008 |
| Pending | 06/23/2009 | Oppenheimer Rochester Funds Group Sec Litig.(Oppenheimer New Jersey Municipal Funds) | VARIOUS | VARIOUS | 04/24/2006 | 10/21/2008 | 04/24/2006 | 10/21/2008 |
| Pending | 12/01/2007 | E*Trade Financial Corporation | ETFC | 269246104 | 12/14/2006 | 09/25/2007 | 04/20/2006 | 11/09/2007 |
| Pending | 07/21/2008 | American International Group ("AIG") | AIG | VARIOUS | 05/11/2007 | 05/09/2008 | 03/16/2006 | 09/16/2008 |
| Pending | 05/12/2009 | Oppenheimer Rochester Funds Group Sec Litig. (Oppenheimer Rochester National Municipals Fund) | VARIOUS | VARIOUS | 03/13/2006 | 10/21/2008 | 03/13/2006 | 10/21/2008 |
| Pending | 11/10/2009 | Structured Asset Mortgage Investments II and The Bear Stearns Companies | VARIOUS | VARIOUS | 03/06/2006 | 07/09/2009 | 03/06/2006 | 09/11/2009 |
| Pending | 04/26/2009 | Oppenheimer Rochester Funds Group Sec Litig.(Oppenheimer Rochester Fund) | VARIOUS | VARIOUS | 02/26/2006 | 10/21/2008 | 02/26/2006 | 10/21/2008 |
| Pending | 10/07/2008 | Reddy Ice Holdings, Inc. | FRZ | 75734R105 | 08/10/2005 | 03/06/2008 | 08/10/2005 | 08/06/2008 |
| Pending | 05/15/2007 | Worldspace, Inc. | WRSP | 981579105 | 08/07/2005 | 08/07/2005 | 08/04/2005 | 03/16/2006 |
| Pending | 08/09/2010 | Amedisys, Inc. | AMED | 023436108 | 02/23/2010 | 05/13/2010 | 08/02/2005 | 07/12/2010 |
| Pending | 07/20/2010 | BP PLC | BP | VARIOUS | 03/04/2009 | 04/20/2010 | 06/30/2005 | 06/01/2010 |
| Pending | 01/26/2009 | SouthWest Water Company | SWWC | 845331107 | 03/16/2006 | 11/09/2008 | 05/10/2005 | 11/07/2008 |
| Pending | 06/18/2007 | Amgen, Inc. | AMGN | 031162100 | 05/04/2005 | 03/09/2007 | 05/04/2005 | 05/10/2007 |
| Pending | 03/16/2007 | Celestica Inc. | CLS | 15101Q108 | 07/27/2006 | 12/12/2006 | 01/27/2005 | 01/30/2007 |
| Pending | 03/31/2008 | Municipal Mortgage Equity, LLC | MMA | 62624B101 | 01/30/2003 | 01/28/2008 | 05/03/2004 | 01/29/2008 |
| Pending | 05/23/2009 | Insight Enterprises, Inc. | NSIT | 45765U103 | 01/30/2007 | 02/06/2009 | 04/22/2004 | 02/06/2009 |
| Pending | 12/05/2005 | Dana Corporation | DCN | 235811106 | 03/23/2005 | 09/14/2005 | 02/11/2004 | 10/10/2005 |
| Pending | 01/07/2008 | Citigroup Inc. | C | 172967101 | 04/17/2006 | 11/02/2007 | 01/01/2004 | 01/15/2009 |
| Pending | 09/07/2004 | Corinthian Colleges, Inc. | COCO | 218868107 | 08/27/2003 | 06/23/2004 | 08/27/2003 | 07/30/2004 |
| Pending | 10/17/2005 | Symbol Technologies, Inc. | SBL | 871508107 | 05/10/2004 | 08/01/2005 | 04/29/2003 | 08/01/2005 |
| Pending | 09/16/2007 | American Capital Corporation and Royal Palm Capital Group, Inc. | ACCN/RYPL | VARIOUS | 09/01/2002 | 06/30/2006 | 08/01/2002 | 05/05/2006 |
| Pending | 03/13/2009 | Madoff/Herald USA Fund, Herald Luxemburg Fund, Primeo Select Funds and Thema International Fund | N/A | N/A | 01/12/2002 | 01/12/2008 | 01/12/2002 | 01/12/2009 |
| Pending | 09/24/2001 | Scientific-Atlanta, Inc. | SFA | 808655104 | 04/19/2001 | 07/19/2001 | 01/18/2001 | 08/16/2001 |
| Pending | 02/14/2005 | Pfizer, Inc. | PFE | 717081103 | 11/01/2000 | 11/10/2004 | 10/31/2000 | 12/16/2004 |
| Pending | 06/10/2003 | Pharmacia Corporation | PHA | 71713U102 | 04/17/2000 | 08/21/2001 | 04/17/2000 | 08/22/2001 |
| Pending | 06/19/2011 | 1st Centennial Bancorp | FCEN | 319424107 | 04/13/2006 | 01/23/2009 | ||
| Pending | 08/30/2011 | A-Power Energy Generation Systems, Ltd. | APWR | BOJCH38 | 03/31/2008 | 06/27/2011 | ||
| Pending | 05/04/2004 | Activision, Inc. | ATVI | 004930202 | 02/01/2001 | 12/17/2002 | ||
| Pending | 04/15/2002 | Actrade Financial Technologies Ltd. | ACRT | 004931101 | 03/11/1999 | 07/02/2002 | ||
| Pending | 10/08/2010 | Advanta Corp and KPMG LLP | N/A | N/A | 06/24/2007 | 11/08/2009 | ||
| Pending | 12/13/2009 | Advanta Corp. | VARIOUS | VARIOUS | 10/31/2006 | 11/27/2007 | ||
| Pending | 12/12/2011 | Aeropostale, Inc. | ARO | 007865108 | 02/03/2011 | 08/03/2011 | ||
| Pending | 01/06/2012 | Agnico-Eagle Mines Limited | AEM | 008474108 | 04/29/2010 | 10/19/2011 | ||
| Pending | 10/10/2009 | Align Technology, Inc. | ALGN | 016255101 | 01/30/2007 | 10/24/2007 | ||
| Pending | 10/12/2010 | Alphatec Holdings, Inc. | ATEC | 02081G102 | 12/18/2009 | 08/05/2010 | ||
| Pending | 03/08/2011 | Alternate Energy Holdings Inc. | AEHI | 02147K105 | 09/20/2006 | 12/14/2010 | ||
| Pending | 05/18/2010 | AMAG Pharmaceuticals, Inc. | AMAG | 00163U106 | 01/21/2010 | 03/19/2010 | ||
| Pending | 04/21/2009 | American Express Company | AXP | 025816109 | 03/01/2007 | 11/12/2008 | ||
| Pending | 10/12/2010 | American Public Education, Inc. | APEI | 02913V103 | 02/22/2010 | 08/05/2010 | ||
| Pending | 08/23/2010 | Anadarko Petroleum Corp. | APC | 032511107 | 06/12/2009 | 06/09/2010 | ||
| Pending | 11/10/2009 | Anixter International, Inc. | AXE | 035290105 | 01/29/2008 | 10/20/2008 | ||
| Pending | 08/16/2011 | Apple REIT Nine, Inc. Apple REIT Ten, Inc. | N/A | N/A | 06/16/2008 | 06/17/2011 | ||
| Pending | 01/26/2009 | Aracruz Celulose S.A. | ARA | VARIOUS | 04/07/2008 | 10/02/2008 | ||
| Pending | 06/30/2008 | Arbitron, Inc. | ARB | 03875Q108 | 06/19/2007 | 11/26/2007 | ||
| Pending | 11/30/2010 | AspenBio Pharma, Inc. | APPY | 045346103 | 02/22/2007 | 07/19/2010 | ||
| Pending | 09/17/2011 | Atheros Communications Inc. | ATHR | 04743P108 | 01/05/2011 | 06/03/2011 | ||
| Pending | 09/06/2011 | Avon Products, Inc. | AVP | 054303102 | 07/31/2006 | 05/24/2011 | ||
| Pending | 07/11/2010 | BancorpSouth, Inc. | BXS | 059692103 | 07/23/2009 | 02/25/2010 | ||
| Pending | 11/22/2011 | Bank of America Corporation | BAC | 060505104 | 02/25/2011 | 08/05/2011 | ||
| Pending | 07/21/2008 | Bank of America Corporation/ARS | BAC | 05/22/2003 | 02/13/2008 | |||
| Pending | 02/17/2010 | Bank of America Preferred | BAC | VARIOUS | 01/24/2008 | 01/19/2010 | ||
| Pending | 12/28/2007 | BankAtlantic Bancorp, Inc. | BBX | 065908501 | 11/09/2005 | 10/25/2007 | ||
| Pending | 11/17/2008 | BankUnited Financial Corporation | BKUNA | 06652B103 | 04/18/2006 | 06/18/2008 | ||
| Pending | 05/03/2009 | Barclays Bank Plc | BACR | VARIOUS | 04/28/2006 | 03/04/2009 | ||
| Pending | 05/11/2009 | Barclays Bank Plc, American Depositary Shares, Series 4 | BCS-C | 06739H511 | 12/03/2007 | 03/12/2009 | ||
| Pending | 05/03/2009 | Barclays Bank Plc, American Depositary Shares, Series 5 | BCS-D | 06739H362 | 04/08/2008 | 04/13/2009 | ||
| Pending | 11/21/2010 | Baxter International Inc. | BAX | 071813109 | 09/17/2009 | 05/03/2010 | ||
| Pending | 05/16/2008 | Bear Stearns Companies Inc. | BSC | 073902108 | 12/14/2006 | 03/14/2008 | ||
| Pending | 04/19/2011 | Best Buy Co., Inc. | BBY | 086516101 | 09/14/2010 | 12/13/2010 | ||
| Pending | 10/22/2011 | BJ's Wholesale Club, Inc. | BJ | 05548J106 | 06/29/2011 | 06/29/2011 | ||
| Pending | 06/14/2008 | Blackstone Group L.P., The | BX | 09253U108 | 06/21/2007 | 04/15/2008 | ||
| Pending | 10/29/2011 | Blue Coat Systems, Inc. | BCSI | 09534T508 | 11/24/2009 | 05/27/2010 | ||
| Pending | 06/08/2010 | Boston Scientific Corporation | BSX | 101137107 | 04/20/2009 | 03/12/2010 | ||
| Pending | 04/12/2011 | Broadwind Energy, Inc. | BWEN | 11161T108 | 03/17/2009 | 08/09/2010 | ||
| Pending | 02/20/2011 | Bucyrus International, Inc. | BUCY | 118759109 | 11/15/2010 | 12/22/2010 | ||
| Pending | 03/26/2012 | Cablevision Systems Corporation | CVC | 12686C109 | 02/16/2011 | 10/28/2011 | ||
| Pending | 03/05/2012 | Camelot Information Systems, Inc. | CIS | 13322V105 | 07/21/2010 | 08/17/2011 | ||
| Pending | 01/04/2011 | Capella Education Company | CPLA | 139594105 | 02/16/2010 | 08/13/2010 | ||
| Pending | 09/15/2009 | Caraco Pharmaceutical Laboratories, Ltd. | CPD | 14075T107 | 05/29/2008 | 06/25/2009 | ||
| Pending | 04/09/2012 | Carbo Ceramics, Inc. | CRR | 140781105 | 10/27/2011 | 01/26/2012 | ||
| Pending | 03/13/2012 | Career Education Corporation | CECO | 141665109 | 01/01/2009 | 11/01/2011 | ||
| Pending | 08/22/2011 | Carlyle Capital Corporation | VARIOUS | 06/19/2007 | 03/17/2008 | |||
| Pending | 08/07/2010 | Cascal N.V. | HOO | B2NW6Y2 | 05/21/2010 | 05/21/2010 | ||
| Pending | 02/11/2009 | CBS Corporation | CBS | 124857202 | 02/26/2008 | 10/10/2008 | ||
| Pending | 08/13/2010 | Celera Corp. | CRA | 15100E106 | 04/24/2008 | 07/22/2009 | ||
| Pending | 06/13/2011 | Celera Corp. | CRA | 15100E106 | 04/11/2011 | 04/11/2011 | ||
| Pending | 12/23/2011 | Central European Distribution Corp. | CEDC | 153435102 | 08/05/2010 | 02/28/2011 | ||
| Pending | 11/14/2011 | Central Vermont Public Services Corp. | CV | 155771108 | 05/30/2011 | 05/30/2011 | ||
| Pending | 03/12/2012 | Chemed Corporation | CHE | 16359R103 | 02/15/2010 | 11/16/2011 | ||
| Pending | 05/31/2011 | China Century Dragon Media, Inc. | CDM | 16936D205 | 02/08/2011 | 03/26/2011 | ||
| Pending | 01/31/2011 | China Education Alliance, Inc. | CEU | VARIOUS | 03/31/2009 | 11/29/2010 | ||
| Pending | 01/21/2008 | China Expert Technology, Inc. | CXTI.PK | 16938D104 | 11/14/2006 | 10/01/2007 | ||
| Pending | 12/14/2010 | China Green Agriculture, Inc. | CGA | 16943W105 | 11/12/2009 | 09/01/2010 | ||
| Pending | 05/31/2011 | China Intelligent Lighting and Electronics, Inc. | CIL | 16890G202 | 06/18/2010 | 03/29/2011 | ||
| Pending | 09/16/2011 | China Medicine Corporation | CHME | 169491107 | 11/30/2006 | 03/23/2011 | ||
| Pending | 10/31/2010 | China Natural Gas, Inc. | CHNG | 168910206 | 03/10/2010 | 08/19/2010 | ||
| Pending | 04/24/2012 | China Sky One Medical, Inc. | CSKI | 16941P102 | 04/16/2009 | 02/14/2012 | ||
| Pending | 04/05/2011 | China Valves Technology, Inc. | CVVT | 169476207 | 01/12/2010 | 01/13/2011 | ||
| Pending | 01/01/2012 | Ciber, Inc. | CBR | 17163B102 | 12/15/2010 | 08/03/2011 | ||
| Pending | 01/05/2009 | CitiGroup Inc. Bond Action Litigation | VARIOUS | 02/23/2007 | 04/18/2008 | |||
| Pending | 05/12/2009 | Citigroup Inc., Series AA | C-PP | 172967572 | 03/02/2006 | 03/13/2009 | ||
| Pending | 06/02/2009 | Citigroup Inc., Series F | C-M | 172967556 | 05/06/2008 | 04/03/2009 | ||
| Pending | 12/23/2008 | Citigroup Mortgage Loan Trust Inc. | N/A | VARIOUS | 01/01/2007 | 03/19/2008 | ||
| Pending | 12/16/2011 | CNinsure, Inc. | CISG | 18976M103 | 03/02/2010 | 09/14/2011 | ||
| Pending | 04/30/2012 | CNOOC Limited | CEO | 126132109 | 01/27/2011 | 09/16/2011 | ||
| Pending | 03/26/2012 | Collective Brands, Inc. | PSS | 19421W100 | 12/01/2010 | 05/24/2011 | ||
| Pending | 04/02/2012 | Columbia Laboratories, Inc. | CBRX | 197779101 | 12/06/2010 | 01/20/2012 | ||
| Pending | 10/05/2009 | Conseco | CNO | 208464883 | 08/04/2005 | 03/17/2008 | ||
| Pending | 11/04/2003 | Constar International, Inc. | CNST | 21036U107 | 11/14/2002 | 09/05/2003 | ||
| Pending | 11/21/2008 | Constellation Energy Group, Inc. | CEG | 210371100 | 01/30/2008 | 09/16/2008 | ||
| Pending | 10/31/2011 | Constellation Energy Group, Inc. | CEG | 210371100 | 04/28/2011 | 04/28/2011 | ||
| Pending | 11/01/2010 | Corinthian Colleges, Inc. | COCO | 218868107 | 10/30/2007 | 08/19/2010 | ||
| Pending | 03/29/2011 | Countrywide Financial Corporation | N/A | VARIOUS | 08/30/2005 | 01/14/2008 | ||
| Pending | 04/02/2010 | Countrywide Financial Corporation | N/A | VARIOUS | 10/28/2001 | 01/14/2010 | ||
| Pending | 11/02/2009 | Coventry Health Care, Inc. | CVH | 222862104 | 02/09/2007 | 10/22/2008 | ||
| Pending | 03/13/2012 | CPI Corporation | CPY | 125902106 | 04/20/2010 | 12/21/2011 | ||
| Pending | 04/06/2010 | CRM Holdings | CRMH | G2554P103 | 12/21/2005 | 11/05/2008 | ||
| Pending | 07/11/2010 | CTVCommScope, Inc. | CTV | 203372107 | 04/29/2008 | 10/30/2008 | ||
| Pending | 10/22/2010 | CVB Financial Corporation | CVBF | 126600105 | 10/21/2009 | 08/09/2010 | ||
| Pending | 01/18/2010 | CVS Caremark Corporation | CVS | 126650100 | 05/05/2009 | 11/04/2009 | ||
| Pending | 06/28/2011 | Deer Consumer Products, Inc. | DEER | 24379J200 | 03/31/2009 | 03/17/2011 | ||
| Pending | 07/19/2010 | Denbury Resources, Inc./Encore Acquisition Co. | EAC | 29255W100 | 03/10/2010 | 03/10/2010 | ||
| Pending | 04/25/2009 | Deutsche Bank AG | DUA, DCE | VARIOUS | 10/10/2006 | 02/24/2009 | ||
| Pending | 05/29/2009 | Deutsche Bank AG | DTK | 25154A108 | 02/12/2008 | 03/30/2009 | ||
| Pending | 08/20/2011 | Deutsche Bank AG | DB | VARIOUS | 01/03/2007 | 01/16/2009 | ||
| Pending | 12/31/2010 | DeVry Inc. | DV | 251893103 | 10/25/2007 | 08/13/2010 | ||
| Pending | 08/30/2010 | Diebold, Inc. | DBD | 253651103 | 06/30/2005 | 01/15/2008 | ||
| Pending | 11/17/2009 | Direxion Daily Financial Bear 3X Shares | FAZ | 25459W490 | 11/03/2008 | 04/09/2009 | ||
| Pending | Direxion Energy Bear 3X Shares Fund | ERY | 25459W342 | 11/05/2008 | 08/24/2010 | |||
| Pending | 09/19/2010 | DJSP Enterprises, Inc. | DJSP | VARIOUS | 03/16/2010 | 05/27/2010 | ||
| Pending | 04/13/2012 | DryShips, Inc. (non- U.S. co.) | DRYS | B0647S2 | 12/01/2008 | 12/31/2010 | ||
| Pending | 11/21/2010 | Duoyuan Global, Inc. | DGW | 266043108 | 11/09/2009 | 09/13/2010 | ||
| Pending | 11/19/2010 | Duoyuan Printing, Inc. | DYP | 26605B109 | 11/06/2009 | 09/13/2010 | ||
| Pending | 04/04/2011 | Dynegy Inc. | DYN | 26817G300 | 08/13/2010 | 02/01/2011 | ||
| Pending | 06/02/2008 | E*Trade Financial Corporation/ARS | ETFC | 04/02/2003 | 02/13/2008 | |||
| Pending | 04/10/2012 | Eastman Kodak Company | EKDKQ.PK | 277461109 | 01/26/2011 | 09/23/2011 | ||
| Pending | 10/02/2001 | Ebay, Inc | EABY | 704508100 | 09/24/1998 | 05/14/2001 | ||
| Pending | 09/12/2011 | Ebix, Inc. | EBIX | 278715206 | 05/06/2009 | 06/30/2011 | ||
| Pending | 10/03/2010 | Elan Corporation, plc | ELN | 284131208 | 06/17/2008 | 07/29/2008 | ||
| Pending | 05/03/2010 | Electronic Game Card, Inc. | EGMI | 285716106 | 04/05/2007 | 02/19/2010 | ||
| Pending | 02/23/2009 | Emcore Corporation | EMKR | 290846104 | 06/12/2007 | 03/17/2008 | ||
| Pending | 11/13/2011 | Emdeon, Inc. | EM | 29084T104 | 08/04/2011 | 08/04/2011 | ||
| Pending | 10/29/2011 | Encore Energy Partners LP | ENP | 29257A106 | 07/11/2011 | 07/11/2011 | ||
| Pending | 10/17/2011 | Ener1, Inc. | HEV | 29267A203 | 01/10/2011 | 08/15/2011 | ||
| Pending | 12/08/2009 | Energy Solutions, Inc. | ES | 292756202 | 11/14/2007 | 10/14/2008 | ||
| Pending | 06/28/2011 | Epicor Software Corporation | EPIC | 29426L108 | 04/04/2011 | 04/04/2011 | ||
| Pending | 05/03/2011 | Equinix, Inc. | EQIX | 29444U502 | 07/29/2010 | 10/05/2010 | ||
| Pending | 08/22/2008 | Evergreen Investment Company | EUBAX, EUBBX, EUBCX, EUBIX | VARIOUS | 06/23/2005 | 06/23/2008 | ||
| Pending | 09/23/2011 | Fairfax Financial Holdings Ltd. | FRFHF | 303901102 | 05/21/2003 | 03/22/2006 | ||
| Pending | 11/30/2010 | FalconStor Software, Inc. | FALC | 306137100 | 02/05/2009 | 09/29/2010 | ||
| Pending | 10/17/2008 | Federal Home Loan Mortgage Corp. 'Freddie Mac' | FRE | VARIOUS | 11/21/2007 | 08/05/2008 | ||
| Pending | 11/22/2004 | Federal National Mortgage Association (Fannie Mae) | FNM | VARIOUS | 10/11/2000 | 09/22/2004 | ||
| Pending | 11/22/2004 | Federal National Mortgage Association (Fannie Mae) | FNM | VARIOUS | 04/17/2001 | 09/27/2005 | ||
| Pending | 08/19/2008 | Fifth Third Bancorp | FITB | VARIOUS | 10/19/2007 | 06/17/2008 | ||
| Pending | 05/20/2001 | Financial Web.com Inc | FWEBE | 742476104 | 11/30/1999 | 04/20/2000 | ||
| Pending | 07/05/2005 | FindWhat.com | FWHT | 317794105 | 01/05/2004 | 05/04/2005 | ||
| Pending | 01/19/2002 | Finity Holdings Inc | FNTY | 197351208 | 10/27/1997 | 11/12/1999 | ||
| Pending | 07/06/2010 | First Regional Bancorp | FRGB | 33615C101 | 01/01/2007 | 01/29/2010 | ||
| Pending | 05/15/2012 | First Solar Inc. | FSLR | 336433107 | 04/30/2008 | 02/28/2012 | ||
| Pending | 01/08/2008 | Flamel Technologies, SA | FLML | 338488109 | 03/23/2007 | 10/31/2007 | ||
| Pending | 02/13/2012 | Focus Media Holding Limited | FMCN | 34415V109 | 09/25/2007 | 11/21/2011 | ||
| Pending | 09/10/2010 | Ford Motor Company Capital Trust II | F-S | 345395206 | 06/21/2010 | 06/30/2010 | ||
| Pending | 01/16/2012 | FriendFinder Networks, Inc. | FFN | 358453306 | 05/11/2011 | 11/14/2011 | ||
| Pending | 06/14/2010 | Frontier Financial Corporation | FTBK | 35907K204 | 07/22/2008 | 03/16/2010 | ||
| Pending | 05/18/2010 | Fuqi International, Inc. | FUQI | VARIOUS | 05/15/2009 | 03/17/2010 | ||
| Pending | 02/04/2011 | Genoptix, Inc. | GXDX | 37243V100 | 07/31/2009 | 06/15/2010 | ||
| Pending | 01/07/2011 | Gentiva Health Services, Inc. | GTIV | 37247A102 | 07/31/2008 | 07/20/2010 | ||
| Pending | 04/03/2012 | GenVec, Inc. | GNVC | 37246C307 | 03/12/2009 | 03/30/2010 | ||
| Pending | 03/21/2011 | Genzyme Corp. | GENZ | 372917104 | 07/23/2010 | 10/18/2010 | ||
| Pending | 09/27/2009 | Genzyme Corporation | GENZ | 372917104 | 06/26/2008 | 07/21/2009 | ||
| Pending | 05/24/2011 | Gerova Financial Group | GFC | B3XMJ40 | 01/20/2010 | 01/20/2010 | ||
| Pending | 07/05/2011 | Gerova Financial Group (Bermudan Company) | GFC | B3XMJ40 | 01/08/2010 | 02/23/2011 | ||
| Pending | 02/13/2012 | GLG Life Tech Corporation | GLGL | 361793201 | 02/01/2011 | 11/13/2011 | ||
| Pending | 12/03/2010 | GlobalSantaFe Corporation | GSF | 013956111 | 10/02/2007 | 04/20/2010 | ||
| Pending | 02/03/2012 | GMX Resources, Inc. | GMXR | 38011M108 | 07/17/2008 | 03/10/2011 | ||
| Pending | 12/03/2010 | Goldman Sachs Co./Hudson Mezzanine Funding | GS | VARIOUS | 12/05/2006 | 09/30/2010 | ||
| Pending | 11/08/2011 | Great Atlantic Pacific Tea Company, Inc., The | GAP | 390064103 | 07/23/2009 | 12/10/2010 | ||
| Pending | 08/29/2011 | Green Bankshares, Inc. | GRNB | 394361208 | 06/16/2011 | 06/16/2011 | ||
| Pending | 01/17/2011 | Green Bankshares, Inc. | GRNB | 394361208 | 01/19/2010 | 11/09/2010 | ||
| Pending | 11/29/2010 | Green Mountain Coffee Roasters Securities Litigation | GMCR | 393122106 | 07/28/2010 | 09/28/2010 | ||
| Pending | 01/30/2012 | Green Mountain Coffee Roasters, Inc. II | GMCR | 393122106 | 02/02/2011 | 11/09/2011 | ||
| Pending | 02/09/2009 | GS Mortgage Securities Corp. | N/A | VARIOUS | 01/31/2007 | 12/11/2008 | ||
| Pending | 04/07/2009 | GS Mortgage Securities Corp. | N/A | VARIOUS | 02/06/2006 | 02/06/2009 | ||
| Pending | 01/10/2012 | Guaranty Financial Group, Inc. | GFGFQ | 40108N106 | 12/12/2007 | 08/24/2009 | ||
| Pending | 06/29/2011 | Gulf Resources, Inc. | GFRE | 40251W309 | 03/16/2009 | 04/26/2011 | ||
| Pending | 12/22/2009 | Hansen Medical, Inc. | HNSN | 411307101 | 05/01/2008 | 10/18/2009 | ||
| Pending | 03/23/2009 | HarborView Mortgage Loan Trust | N/A | VARIOUS | 04/26/2006 | 05/14/2008 | ||
| Pending | 11/30/2007 | Harmon International Industries Inc. | HAR | 413086109 | 04/26/2007 | 09/24/2007 | ||
| Pending | 12/27/2011 | HCA Holdings, Inc. | HCA | 40412C101 | 03/09/2011 | 10/28/2011 | ||
| Pending | 03/26/2012 | Health Management Associates Securities Litigation | HMA | 421933102 | 07/27/2009 | 01/09/2012 | ||
| Pending | 04/02/2012 | Hecla Mining Company | HL | 422704106 | 10/26/2010 | 01/11/2012 | ||
| Pending | 11/12/2011 | Hewlett-Packard Securities Litigation | HPQ | 428236103 | 11/22/2010 | 08/18/2011 | ||
| Pending | 08/23/2008 | Home Equity Mortgage Trust | HEMT | VARIOUS | 08/10/2006 | 06/03/2008 | ||
| Pending | 01/20/2012 | Hospira, Inc. | HSP | 441060100 | 03/24/2009 | 10/17/2011 | ||
| Pending | 06/27/2011 | HQ Sustainable Maritime Industries, Inc. | HQS | 40426A208 | 05/11/2009 | 04/01/2011 | ||
| Pending | 01/10/2012 | Human Genome Sciences, Inc. | HGSI | 444903108 | 07/20/2009 | 11/11/2010 | ||
| Pending | 03/22/2011 | Human Genome Sciences, Inc. | HGSI | 444903108 | 12/07/2007 | 01/22/2008 | ||
| Pending | 07/21/2009 | Idearc 8% Senior Notes | N/A | 451663AC2 | 03/27/2008 | 03/30/2009 | ||
| Pending | 07/07/2009 | Idearc, Inc. | IDARQ.PK | 451663108 | 08/10/2007 | 03/31/2009 | ||
| Pending | 01/05/2007 | Ikanos Communications Inc. | IKAN | 45173E105 | 09/22/2005 | 10/04/2006 | ||
| Pending | 11/01/2009 | Immersion Corporation | IMMR | 452521107 | 05/03/2007 | 06/30/2009 | ||
| Pending | 01/17/2012 | Imperial Holdings, Inc. | IFT | 452834104 | 02/07/2011 | 09/28/2011 | ||
| Pending | 10/31/2011 | Imperial Sugar Company | IPSU | 453096208 | 12/29/2010 | 08/05/2011 | ||
| Pending | 06/12/2007 | IndyMac Bancorp Inc. | IMB, IDMCQ, IDMC.PK | 456607100 | 01/26/2006 | 01/25/2007 | ||
| Pending | 07/13/2009 | IndyMac Pass-Through Certificates | N/A | VARIOUS | 02/24/2006 | 05/14/2009 | ||
| Pending | 04/20/2009 | ING Groep N.V. | IDG | 456837707 | 09/27/2007 | 02/17/2009 | ||
| Pending | 04/06/2009 | ING Group N.V. | ISF and IGK | VARIOUS | 06/08/2007 | 02/05/2009 | ||
| Pending | 01/13/2009 | Internap Network Services Corp. | INAP | 45885A300 | 03/28/2007 | 03/18/2008 | ||
| Pending | 02/03/2012 | IntraLinks Holdings, Inc. | IL | 46118H104 | 02/17/2011 | 11/10/2011 | ||
| Pending | 10/08/2010 | Intuitive Surgical, Inc. | ISRG | 46120E602 | 02/01/2008 | 01/07/2009 | ||
| Pending | 02/25/2011 | iShares Silver Trust and ETF Securities Ltd. Silver Trust | SLV, SIVR | VARIOUS | 03/01/2008 | 12/27/2010 | ||
| Pending | 06/13/2008 | iStar Financial Inc. | SFI | 45031U101 | 12/13/2007 | 02/27/2008 | ||
| Pending | 04/24/2011 | Itron, Inc. | ITRI | 465741106 | 04/28/2010 | 02/16/2011 | ||
| Pending | 01/02/2011 | ITT Educational Services, Inc. | ESI | 45068B109 | 10/23/2008 | 08/13/2010 | ||
| Pending | 02/21/2011 | J Crew Group, Inc. | JCG | 46612H402 | 11/23/2010 | 12/14/2010 | ||
| Pending | 07/06/2009 | J. Ezra Merkin and Gabriel Capital Corporation Litigation | N/A | N/A | 12/22/2003 | 12/16/2008 | ||
| Pending | 03/23/2009 | J.P. Morgan Acceptance Corporation | N/A | VARIOUS | 02/02/2006 | 03/26/2008 | ||
| Pending | 09/26/2011 | JBI, Inc. | JBII | 46611B109 | 08/28/2009 | 07/20/2011 | ||
| Pending | 09/14/2011 | Jiangbo Pharmaceuticals, Inc. | JGBO | 47737R101 | 05/17/2010 | 05/31/2011 | ||
| Pending | 12/10/2011 | JinkoSolar Holding Co., Ltd. | JKS | 47759T100 | 05/13/2010 | 09/21/2011 | ||
| Pending | 11/22/2010 | Johnson Johnson | JNJ | 478160104 | 10/14/2008 | 07/21/2010 | ||
| Pending | 09/28/2009 | JPMorgan Chase Co. | JPM | 46625H100 | 03/27/2007 | 03/12/2009 | ||
| Pending | 09/11/2009 | JPMorgan Chase Co./ARS | JPM | 46625H100 | 07/10/2004 | 02/13/2008 | ||
| Pending | 10/15/2011 | Juniper Networks, Inc. | JNPR | 48203R104 | 07/20/2010 | 07/26/2011 | ||
| Pending | 03/27/2012 | K-Sea Transportation Partners, L.P. | KSP | 48268Y101 | 01/30/2009 | 01/27/2010 | ||
| Pending | 12/18/2011 | K-V Pharmaceutical Co. | VARIOUS | VARIOUS | 02/14/2011 | 04/04/2011 | ||
| Pending | 04/02/2012 | K12, Inc. | LRN | 48273U102 | 09/09/2009 | 12/16/2011 | ||
| Pending | 01/16/2012 | Keyuan Petrochemicals, Inc. | KEYP; KEYP.PK | 493722102 | 08/16/2010 | 10/07/2011 | ||
| Pending | 05/23/2011 | Kid Brands, Inc. | KID | 49375T100 | 03/26/2010 | 03/15/2011 | ||
| Pending | 04/16/2012 | Kinross Gold Corporation | KGC | 496902404 | 02/16/2011 | 01/17/2012 | ||
| Pending | 04/21/2002 | Kmart Corp. | KM | 482584109 | 05/17/2001 | 01/22/2002 | ||
| Pending | 03/10/2012 | Kosmos Energy Ltd | KOS | VARIOUS | 05/16/2011 | 11/10/2011 | ||
| Pending | 10/25/2011 | LL Energy, Inc. | LLEN | 50162D100 | 08/13/2009 | 08/02/2011 | ||
| Pending | 10/25/2010 | Landwin Management, LLC | N/A | N/A | 02/01/2005 | 08/15/2005 | ||
| Pending | 10/25/2010 | Landwin Partners Fund I, LLC | N/A | N/A | 01/16/2006 | 05/01/2007 | ||
| Pending | 01/24/2011 | Lender Processing Services, Inc. | LPS | 52602E102 | 07/29/2009 | 10/04/2010 | ||
| Pending | 02/06/2012 | Lloyds Banking Group, PLC | LYG | 539439109 | 10/01/2008 | 02/27/2009 | ||
| Pending | 09/18/2011 | Lockheed Martin Corp. | LMT | 539830109 | 04/21/2009 | 07/21/2009 | ||
| Pending | 07/22/2011 | Logitech International SA | LOGI | B1921K0 | 10/28/2010 | 04/01/2011 | ||
| Pending | 02/14/2009 | Madoff/Ascot Partners L.P. | N/A | N/A | 12/16/2002 | 12/16/2008 | ||
| Pending | 06/07/2009 | Madoff/Austin Capital Management Ltd. | N/A | N/A | 01/02/2005 | 12/11/2008 | ||
| Pending | 04/03/2009 | Madoff/Beacon Associates LLC | N/A | N/A | 08/09/2004 | 01/27/2009 | ||
| Pending | 05/11/2009 | Madoff/Fairfield Greenwich Ltd., et al. | N/A | N/A | 03/11/2004 | 12/10/2008 | ||
| Pending | 02/23/2009 | Madoff/FM Low Volatility Fund | N/A | N/A | 04/08/2008 | 12/24/2008 | ||
| Pending | 02/15/2009 | Madoff/Gabriel Capital L.P. | N/A | N/A | 12/12/2002 | 12/12/2008 | ||
| Pending | 06/19/2009 | Madoff/Ivy Asset Management Corporation | N/A | N/A | 01/01/1999 | 04/20/2009 | ||
| Pending | 10/30/2009 | Madoff/J.P. Jennerett Associates Investors | N/A | N/A | 01/01/1996 | 09/01/2009 | ||
| Pending | 06/19/2009 | Madoff/Meridian Capital Partners, Inc. | N/A | N/A | 01/02/2008 | 12/11/2008 | ||
| Pending | 03/28/2009 | Madoff/Optimal Strategic US Equity Fund | N/A | N/A | 01/27/2004 | 12/10/2008 | ||
| Pending | 12/11/2011 | Magnum d'Or Resources Inc. | MDORE | 55970P203 | 07/02/2008 | 04/13/2010 | ||
| Pending | 09/08/2009 | Manulife Financial Corporation | MFC | 56501R106 | 03/28/2008 | 06/19/2009 | ||
| Pending | 07/22/2011 | Massey Energy Company | MEE | 576206106 | 01/29/2011 | 05/23/2011 | ||
| Pending | 09/15/2009 | Matrixx Initiatives | MTXX | 57685L105 | 12/22/2007 | 06/15/2009 | ||
| Pending | 07/12/2004 | Matrixx Initiatives, Inc. | MTXX | 57685L105 | 10/22/2003 | 02/06/2004 | ||
| Pending | 06/06/2005 | MBIA, Inc. | MBI | 55262C100 | 08/05/2003 | 03/30/2005 | ||
| Pending | 10/27/2007 | McGraw-Hill Companies, Inc., The | MHP | 580645109 | 07/25/2006 | 08/15/2007 | ||
| Pending | 06/08/2009 | Mechel OAO | MTL | VARIOUS | 10/03/2007 | 07/25/2008 | ||
| Pending | 02/01/2011 | Mecox Lane Limited | MCOX | 58403M102 | 10/26/2010 | 12/03/2010 | ||
| Pending | 05/17/2011 | Medifast, Inc. | MED | 58470H101 | 03/04/2010 | 03/10/2011 | ||
| Pending | 05/10/2010 | Medivation, Inc. | MDVN | 58501N101 | 07/17/2008 | 03/02/2010 | ||
| Pending | 02/09/2009 | Medtronic, Inc. | MDT | 585055106 | 11/19/2007 | 11/17/2008 | ||
| Pending | 01/21/2011 | MELA Sciences, Inc. | MELA | 55277R100 | 02/13/2009 | 11/16/2010 | ||
| Pending | 03/29/1997 | Mercury Finance Company | MFN | 589395102 | 02/23/1994 | 01/29/1997 | ||
| Pending | 04/17/2012 | Metabolix, Inc. | MBLX | 591018809 | 03/10/2010 | 01/12/2012 | ||
| Pending | 03/12/2012 | MetLife, Inc. | MET | 59156R108 | 02/02/2010 | 10/06/2011 | ||
| Pending | 10/18/2009 | MGM Mirage | MGM | 552953101 | 08/02/2007 | 03/05/2009 | ||
| Pending | 09/19/2011 | Mindray Medical International Ltd. | MR | 602675100 | 01/11/2010 | 08/09/2010 | ||
| Pending | 04/03/2012 | Molycorp, Inc. | MCP | 608753109 | 03/09/2011 | 11/10/2011 | ||
| Pending | 09/27/2010 | Monsanto Company | MON | 61166W101 | 01/07/2009 | 05/27/2010 | ||
| Pending | 09/26/2007 | Moody's Corporation | MCO | 615369105 | 10/25/2006 | 07/10/2007 | ||
| Pending | 12/12/2008 | Morgan Asset Management, Inc. | MKIBX | VARIOUS | 12/06/2004 | 10/03/2007 | ||
| Pending | 04/30/2008 | Morgan Stanley | MS | 617446448 | ||||
| Pending | 04/26/2010 | Mortgage Asset Securitization Transactions, Inc. | N/A | VARIOUS | 05/14/2007 | 02/25/2010 | ||
| Pending | 07/10/2010 | Mortgages Ltd. and Radical Bunny, LLC | N/A | N/A | 09/01/2005 | 06/03/2008 | ||
| Pending | 10/11/2011 | Motricity, Inc. | MOTR | 620107102 | 06/17/2010 | 08/11/2011 | ||
| Pending | 06/19/2009 | MRU Holdings, Inc. | UNCLQ | 55348A102 | 07/09/2007 | 09/19/2008 | ||
| Pending | 10/10/2000 | NAHC, Inc. | NAHC | 62874P107 | 04/05/1999 | 11/22/1999 | ||
| Pending | 07/10/2010 | NBTY, Inc. | NTY | 628782104 | 11/09/2009 | 04/26/2010 | ||
| Pending | 03/13/2012 | Netflix, Inc. Securities Litigation | NFLX | 64110L106 | 12/20/2010 | 10/24/2011 | ||
| Pending | 05/14/2012 | Nevsun Resources, Ltd. | NSU | 64156L101 | 03/31/2011 | 02/06/2012 | ||
| Pending | 04/10/2012 | New Energy Systems Group | NEWN | 643847106 | 04/15/2010 | 11/14/2011 | ||
| Pending | 09/18/2011 | News Corporation | NWSA | 65248E104 | 03/03/2011 | 07/11/2011 | ||
| Pending | 03/11/2005 | News Corporation | FOX | 35138T107 | 01/07/2005 | 01/10/2005 | ||
| Pending | 02/15/2010 | Nighthawk Radiology Holdings, Inc. | NHWK | 65411N105 | 04/10/2007 | 02/13/2008 | ||
| Pending | 05/28/2011 | NIVS IntelliMedia Technology Group, Inc. | NIV | 62914U108 | 03/24/2010 | 03/25/2011 | ||
| Pending | 11/24/2008 | Nomura Asset Acceptance Corporation | NMR | VARIOUS | 07/29/2005 | 01/31/2008 | ||
| Pending | 07/18/2009 | Nortel Corp. | NRTLQ | 656568508 | 05/02/2008 | 09/17/2008 | ||
| Pending | 10/23/2010 | Northern Trust Corporation | NTRS | 665859104 | 10/17/2007 | 10/20/2009 | ||
| Pending | 01/19/2010 | Northwest Pipe Company | NWPX | 667746101 | 04/23/2008 | 11/11/2009 | ||
| Pending | 01/06/2009 | NovaStar Mortgage Funding Trust | N/A | VARIOUS | 05/26/2006 | 11/10/2008 | ||
| Pending | 11/17/2008 | Novatel Wireless, Inc. | NVTL | 66987M604 | 02/05/2007 | 08/19/2008 | ||
| Pending | 04/11/2011 | Novell, Inc. | NOVL | 670006105 | 11/22/2010 | 02/10/2011 | ||
| Pending | 05/10/2010 | Novelos Therapeutics, Inc. | NVLT | 67000M100 | 12/14/2009 | 02/24/2010 | ||
| Pending | 11/08/2008 | NVIDIA Corp. | NVDA | 67066G104 | 11/08/2007 | 07/02/2008 | ||
| Pending | 12/16/2003 | NYSE Specialists Litigation | 10/17/1998 | 10/15/2003 | ||||
| Pending | 07/18/2011 | Oclaro, Inc. | OCLR | 67555N206 | 05/06/2010 | 10/27/2010 | ||
| Pending | 06/06/2011 | Office Depot, Inc. | ODP | 676220106 | 07/27/2010 | 03/31/2011 | ||
| Pending | 04/25/2011 | Oilsands Quest Inc. | BQI | 678046103 | 08/14/2006 | 07/14/2009 | ||
| Pending | 01/13/2012 | Olympus Corporation | OCPNY; OCPNF | VARIOUS | 11/07/2006 | 11/07/2011 | ||
| Pending | 10/24/2011 | Omnicare, Inc. | OCR | 681904108 | 01/10/2007 | 08/05/2010 | ||
| Pending | 12/27/2011 | OmniVision Technologies, Inc. | OVTI | 682128103 | 08/27/2010 | 10/13/2011 | ||
| Pending | 07/13/2009 | Oppenheimer Rochester Funds Group Sec Litig. (AMT - FREE New York Municipals Fund) | VARIOUS | VARIOUS | 05/21/2006 | 10/21/2008 | ||
| Pending | 10/05/2010 | Orient Paper, Inc. | OPN | 68619F205 | 03/27/2009 | 07/22/2010 | ||
| Pending | 02/27/2012 | Pacific Biosciences of California, Inc. | PACB | 69404D108 | 10/27/2010 | 09/20/2011 | ||
| Pending | 10/24/2011 | Penson Worldwide, Inc. | PNSN | 709600100 | 02/10/2011 | 08/04/2011 | ||
| Pending | 05/10/2009 | Perrigo Company | PRGO | 714290103 | 11/06/2008 | 02/02/2009 | ||
| Pending | 07/10/2010 | Pfizer, Inc. | PFE | 717081103 | 01/19/2006 | 01/23/2009 | ||
| Pending | 12/27/2009 | Pitney Bowes, Inc. | PBI | 724479100 | 07/30/2007 | 10/29/2007 | ||
| Pending | 04/09/2012 | Powerwave Technologies, Inc. | PWAV | 739363109 | 02/01/2011 | 10/18/2011 | ||
| Pending | 05/27/2011 | Pride International, Inc. | PDE | 74153Q102 | 02/07/2011 | 02/07/2011 | ||
| Pending | 01/31/2012 | Primo Water Corporation | PRMW | 74165N105 | 11/04/2010 | 08/10/2011 | ||
| Pending | 09/27/2011 | Princeton Review, Inc. (The) | REVU | 742352107 | 03/12/2009 | 03/11/2011 | ||
| Pending | 09/23/2011 | Progress Energy, Inc. | PGN | 743263105 | 01/08/2011 | 07/19/2011 | ||
| Pending | 06/19/2010 | ProShares Ultra QQQ Fund | QLD | 74347R206 | 06/21/2006 | 04/20/2010 | ||
| Pending | 06/14/2010 | ProShares UltraShort SmallCap 600 Fund | SDD | 74347R792 | 01/25/2007 | 04/15/2010 | ||
| Pending | 01/24/2010 | Provident Energy/Shale Royalties | N/A | N/A | 11/25/2006 | 11/25/2009 | ||
| Pending | 11/20/2009 | Psychiatric Solutions, Inc. Securities Litigation | PSYS | 74439H108 | 02/21/2008 | 02/25/2009 | ||
| Pending | 05/10/2011 | Radient Pharmaceuticals Corporation | RPC | 750341109 | 01/18/2011 | 03/04/2011 | ||
| Pending | 01/30/2012 | Raser Technologies, Inc. | RZTIQ.PK | 754055101 | 05/11/2009 | 04/29/2011 | ||
| Pending | 12/20/2010 | Regions Financial Corp. | RF | 7591EP100 | 02/27/2008 | 01/19/2009 | ||
| Pending | 11/29/2004 | Remec, Inc. | REMC | 759543101 | 09/08/2003 | 09/08/2004 | ||
| Pending | 11/18/2008 | Reserve Fund's Primary Fund, The | RFIXX | VARIOUS | 09/28/2007 | 09/16/2008 | ||
| Pending | 03/01/2010 | Revlon Inc. | REV | 761525609 | 08/10/2009 | 10/07/2009 | ||
| Pending | 04/07/2009 | Rigel Pharmaceuticals, Inc. | RIGL | 766559603 | 12/13/2007 | 10/27/2008 | ||
| Pending | 03/13/2009 | Royal Bank of Scotland Group plc | RBS | VARIOUS | 03/01/2007 | 01/19/2009 | ||
| Pending | 03/28/2011 | Royal Bank of Scotland Group plc (The) | RBS | VARIOUS | 04/08/2005 | 01/19/2009 | ||
| Pending | 04/23/2012 | SAIC, Inc. | SAI | 78390X101 | 04/11/2007 | 09/01/2011 | ||
| Pending | 01/12/2008 | Sanofi-Aventis | SNY | VARIOUS | 02/17/2006 | 06/13/2007 | ||
| Pending | 09/17/2011 | Satcon Technology Corporation | SATC | 803893106 | 03/04/2010 | 07/05/2011 | ||
| Pending | 03/18/2008 | Schering-Plough Corporation | SGP | 806605101 | 07/24/2006 | 01/14/2008 | ||
| Pending | 11/08/2011 | Sequans Communications S.A. | SQNS | 817323108 | 04/15/2011 | 07/27/2011 | ||
| Pending | 03/19/2012 | Siemens Hearing Instruments, Inc. (HearUSA) | HEARQ | 422360305 | 01/18/2011 | 07/31/2011 | ||
| Pending | 03/05/2012 | Sigma Designs, Inc. (Sonar Capital Management) | SIGM | 826565103 | 07/13/2007 | 11/28/2007 | ||
| Pending | 07/05/2011 | Sino Clean Energy, Inc. | SCEI | 82936G200 | 04/06/2009 | 05/05/2011 | ||
| Pending | 10/18/2011 | SinoTech Energy Limited | CTE | 829359108 | 11/03/2010 | 08/16/2011 | ||
| Pending | 06/20/2011 | SkyPeople Fruit Juice, Inc. | SPU | 83086T208 | 03/31/2010 | 04/04/2011 | ||
| Pending | 02/01/2011 | SMART Technologies, Inc. | SMT | 83172R108 | 07/15/2010 | 12/03/2010 | ||
| Pending | 07/27/2004 | Smith Barney and Salomon Brothers Funds | Various | VARIOUS | 03/22/1999 | 03/22/2004 | ||
| Pending | 08/28/2011 | Smith Micro Software, Inc. | SMSI | 832154108 | 11/03/2010 | 05/04/2011 | ||
| Pending | 04/26/2010 | Smithtown Bancorp, Inc. | SMTB | 832449102 | 03/13/2008 | 02/01/2010 | ||
| Pending | 12/14/2010 | SolarWinds, Inc. | SWI | 83416B109 | 02/08/2010 | 07/21/2010 | ||
| Pending | 08/25/2008 | Sonoco Products Co. | SON | 835495102 | 02/07/2007 | 09/18/2007 | ||
| Pending | 05/09/2009 | Sprint Nextel Corporation | S | 852061100 | 10/26/2006 | 02/27/2008 | ||
| Pending | 05/17/2010 | St. Jude Medical, Inc. | STJ | 790849103 | 04/22/2009 | 10/26/2009 | ||
| Pending | 02/17/2010 | State Street Corporation | STT | 857477103 | 10/17/2006 | 10/19/2009 | ||
| Pending | 12/09/2011 | Stereotaxis, Inc. | STXS | 85916J102 | 02/28/2011 | 08/09/2011 | ||
| Pending | 02/09/2010 | Sterling Financial Corporation | STSA | 859319105 | 07/23/2008 | 01/13/2009 | ||
| Pending | 08/23/2010 | Stewardship Credit Arbitrage Fund, LLC | N/A | N/A | 02/07/2006 | 10/07/2008 | ||
| Pending | 11/28/2010 | Stewardship Credit Arbitrage Fund/EY | N/A | N/A | 03/15/2006 | 10/22/2008 | ||
| Pending | 02/28/2009 | STRATS Trust for Ambac Financial Group, Inc. | N/A | 784786204 | 08/02/2007 | 04/22/2008 | ||
| Pending | 03/16/2010 | Stryker Corporation | SYK | 863667101 | 01/25/2007 | 11/13/2008 | ||
| Pending | 04/03/2012 | Student Loan Corporation, The | STU | 863902102 | 01/15/2008 | 09/23/2010 | ||
| Pending | 10/12/2009 | Sturm, Ruger Company | RGR | 864159108 | 04/23/2007 | 10/29/2007 | ||
| Pending | 06/14/2011 | Subaye, Inc. | SBAY | 86428D104 | 12/29/2009 | 04/07/2011 | ||
| Pending | 12/19/2011 | Suffolk Bancorp | SUBK | 864739107 | 03/12/2010 | 08/10/2011 | ||
| Pending | 01/17/2010 | SunPower Corporation | VARIOUS | VARIOUS | 04/17/2008 | 11/16/2009 | ||
| Pending | 07/14/2009 | SunTrust Banks, Inc. | STI-PZ | 867885105 | 02/26/2008 | 05/18/2009 | ||
| Pending | 06/09/2003 | Symbol Technologies, Inc./Telxon Corp. | SBL | 871508107 | 11/30/2000 | 04/10/2003 | ||
| Pending | 09/05/2009 | Synovus Financial Corporation | SNV | 87161C105 | 01/24/2008 | 01/21/2009 | ||
| Pending | 04/04/2011 | Talbots, Inc. (The) | TLB | 874161102 | 12/08/2009 | 01/11/2011 | ||
| Pending | 03/07/2011 | Tekelec | TKLC | 879101103 | 02/11/2010 | 08/05/2010 | ||
| Pending | 10/12/2009 | Textron, Inc. | TXT | 883203101 | 07/17/2007 | 01/29/2009 | ||
| Pending | 01/12/2010 | The Boeing Company | BA | 097023105 | 05/04/2009 | 06/22/2009 | ||
| Pending | 01/27/2012 | The Cooper Companies, Inc. | COO | 216648402 | 03/04/2011 | 11/15/2011 | ||
| Pending | 08/05/2011 | The Timberland Company | TBL | 887100105 | 02/17/2011 | 05/04/2011 | ||
| Pending | 10/22/2007 | Thornburg Mortgage Inc. | THMR.PK | VARIOUS | 10/06/2005 | 08/17/2007 | ||
| Pending | 01/01/2011 | Thornburg Mortgage Inc. | THMRQ.PK | VARIOUS | 01/01/2006 | 01/31/2007 | ||
| Pending | 12/26/2008 | Thornburg Mortgage, Inc. | TMA | VARIOUS | 07/23/2008 | 10/29/2008 | ||
| Pending | 07/20/2010 | TierOne Corporation | TONE | 88650R10 | 08/08/2008 | 05/14/2010 | ||
| Pending | 03/04/2011 | Tongxin International, Ltd. | TXIC | B3B2CK9 | 05/15/2009 | 12/14/2010 | ||
| Pending | 03/26/2012 | TranS1, Inc. | TSON | 89385X105 | 02/21/2008 | 10/17/2011 | ||
| Pending | 10/11/2011 | Travelzoo, Inc. | TZOO | 89421Q106 | 04/21/2011 | 07/21/2011 | ||
| Pending | 03/30/2009 | Triad Guaranty Inc. | TGIC | 895925105 | 10/26/2006 | 11/10/2008 | ||
| Pending | 01/05/2009 | UBS Financial Services Inc. | N/A | VARIOUS | 05/30/2006 | 09/15/2008 | ||
| Pending | 11/10/2009 | UCBH Holdings, Inc. | VARIOUS | VARIOUS | 04/24/2008 | 09/08/2009 | ||
| Pending | 03/15/2010 | Ultra Basics Materials ProShares Fund | UYM | 74347R776 | 01/30/2007 | 01/13/2010 | ||
| Pending | 11/24/2009 | Ultra Financials ProShares Fund | UYG | 74347R743 | 01/30/2007 | 09/21/2009 | ||
| Pending | 11/24/2009 | Ultra Oil Gas Fund | DIG | 74347R719 | 02/01/2007 | 11/16/2009 | ||
| Pending | 02/01/2010 | UltraShort Basics Materials ProShares Fund | SMN | 74347R651 | 02/01/2007 | 12/03/2009 | ||
| Pending | 11/24/2009 | UltraShort DJ-AIG-Crude Oil ProShares Fund | SCO | 74347W809 | 11/25/2008 | 09/21/2009 | ||
| Pending | 11/30/2009 | UltraShort Dow 30 ProShares Fund | DXD | 74347R867 | 01/30/2007 | 09/30/2009 | ||
| Pending | 10/20/2009 | UltraShort Financials ProShares Fund | SKF | 74347R628 | 02/01/2007 | 08/20/2009 | ||
| Pending | 11/24/2009 | UltraShort FTSE/Xinhua ProShares Fund | FXP | 74347R321 | 11/06/2007 | 09/21/2009 | ||
| Pending | 11/04/2009 | UltraShort MSCI Emerging Markets ProShare Fund | EEV | 74347R354 | 11/01/2007 | 09/04/2009 | ||
| Pending | 11/24/2009 | UltraShort Oil and Gas ProShares Fund | DUG | 74347R586 | 01/30/2007 | 09/21/2009 | ||
| Pending | 10/05/2009 | UltraShort Real Estate Pro Shares Fund | SRS | 74347R552 | 02/01/2007 | 08/05/2009 | ||
| Pending | 04/12/2010 | UltraShort Russell MidCap Value ProShares Fund | SJL | 74347R438 | 02/13/2007 | 02/04/2010 | ||
| Pending | 11/24/2009 | UltraShort SP 500 ProShares Fund | SDS | 74347R883 | 07/11/2006 | 09/21/2009 | ||
| Pending | 05/17/2011 | United Western Bancorp, Inc. | UWBK | 913201109 | 09/17/2009 | 03/11/2011 | ||
| Pending | 06/15/2011 | Universal Travel Group, Inc. | UTA | 91388Q202 | 01/19/2010 | 04/12/2011 | ||
| Pending | 08/07/2000 | Ustman Technologies, Inc. | USTX | 916911100 | 06/06/2000 | 06/06/2000 | ||
| Pending | 09/19/2011 | Varian Semiconductor Equipment Associates, Inc. | VSEA | 922207105 | 05/04/2011 | 05/04/2011 | ||
| Pending | 02/27/2012 | Veolia Environment S.A. | VE | 92334N103 | 04/27/2007 | 08/04/2011 | ||
| Pending | 05/17/2011 | Vestas Wind Systems A/S | VARIOUS | VARIOUS | 10/27/2009 | 10/25/2010 | ||
| Pending | 07/23/2010 | Vitacost.com, Inc. | VITC | 92847A200 | 09/24/2009 | 04/20/2010 | ||
| Pending | 09/16/2002 | Vivendi Universal, S.A. | V | 92581S204 | 10/30/2000 | 08/14/2002 | ||
| Pending | 01/02/2011 | Vivus, Inc. | VVUS | 928551100 | 09/09/2009 | 07/15/2010 | ||
| Pending | 11/20/2007 | W Holding Company | WHI | 929251106 | 04/24/2006 | 06/26/2007 | ||
| Pending | 03/26/2012 | Walter Energy, Inc. | WLT | 93317Q105 | 04/20/2011 | 09/21/2011 | ||
| Pending | 02/22/2010 | Washington Mutual Asset Acceptance Corporation Pass-Through Certificates | N/A | VARIOUS | 03/23/2007 | 10/30/2009 | ||
| Pending | 03/15/2009 | Washington Mutual Bank and WaMu Mortgage Pass through Certificates Market Cap N/A | N/A | VARIOUS | 12/30/2005 | 01/12/2009 | ||
| Pending | 12/27/2010 | Washington Post Company | WPO | 939640108 | 07/31/2009 | 08/13/2010 | ||
| Pending | 06/25/2007 | WatchGuard Technologies, Inc. | WGRD | 941105108 | 03/14/2006 | 03/22/2006 | ||
| Pending | 05/09/2011 | Weatherford International, Ltd. | WFT | H27013103 | 04/25/2007 | 03/01/2011 | ||
| Pending | 10/01/2011 | WebMD Health Corp. | WBMD | 94770V102 | 02/23/2011 | 07/15/2011 | ||
| Pending | 05/17/2008 | Wellpoint, Inc. | WLP | 94973V107 | 01/23/2008 | 03/10/2008 | ||
| Pending | 10/10/2010 | Wells Fargo Company | WFC | VARIOUS | 09/20/2006 | 08/10/2010 | ||
| Pending | 05/11/2007 | Wells Real Estate Investment Trust, Inc. | WLRE.PK | 949906101 | 02/20/2007 | 02/20/2007 | ||
| Pending | 05/28/2011 | Wilshire Bancorp, Inc. | WIBC | 97186T108 | 03/15/2010 | 03/16/2011 | ||
| Pending | 07/24/2011 | WMS Industries, Inc. | WMS | 929297109 | 11/01/2010 | 04/11/2011 | ||
| Pending | 08/01/2011 | Wonder Auto Technology, Inc. | WATG | 978166106 | 05/14/2008 | 05/06/2011 | ||
| Pending | 01/12/2008 | Wyeth | WYE | 983024100 | 01/31/2006 | 07/24/2007 | ||
| Pending | 08/30/2010 | Wyeth, Inc. | WYE | 983024100 | 05/21/2007 | 07/29/2008 | ||
| Pending | 04/06/2012 | Xcelera, Inc. | XLACF | 2778208 | 12/17/2010 | 04/30/2011 | ||
| Pending | 08/05/2011 | Yahoo! Inc. | YHOO | 984332106 | 04/19/2011 | 05/13/2011 | ||
| Pending | 12/14/2009 | Yavapai (AZ) Development Bonds | N/A | VARIOUS | 11/01/2005 | 10/31/2006 | ||
| Pending | 04/08/2011 | YRC Worldwide, Inc. | YRCW | 984249300 | 04/24/2008 | 11/02/2009 | ||
| Pending | 08/23/2011 | Yuhe International, Inc. | YUII | 988432100 | 12/31/2009 | 06/23/2011 | ||
| Pending | 01/08/2010 | Zale Corporation | ZLC | 988858106 | 11/16/2006 | 10/29/2009 | ||
| Pending | 05/17/2012 | Zeltiq Aesthetics, Inc. | ZLTQ | 98933Q108 | 10/19/2011 | 03/13/2012 | ||
| Pending | 10/04/2008 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 01/29/2008 | 07/22/2008 | ||
| Pending | 09/24/2011 | Zoo Entertainment, Inc. | ZOOG | 98978F207 | 05/17/2010 | 04/15/2011 | ||
| Pending | 06/24/2011 | ZST Digital Networks, Inc. | ZSTN | 98878T208 | 10/20/2009 | 04/21/2011 | ||
| Pending | 06/07/2009 | Zynex, Inc. | ZYXI.OB | 986M103 | 05/21/2008 | 03/31/2009 |